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... Keyword Search . FINMA supervises banks, insurance companies, and other financial entities in Switzerland. Banks and securities firms Amazon Web Services (AWS) has completed the FINMA ISAE 3000 Type 2 Report. FINMA It regulates financial institutions licensed in the financial sector law and provides financial services and products to the market. 192. . 95 FINMA | Annual Report 2020 FINMA as an authority. On top of that, FMA aims to protect clients and disallow abuses. Ready to E-File? Filing a complaint … The search … Swiss Financial Market Supervisory Authority Credit Rating Agencies Retirement Funds FAIS. Regulated entities Subscribe to our Newsletter. FINMA If you are using a bookmark from our old website, you will need to update it. Non-Regulated Entities. FINMA takes account of aspects such as the following when assessing whether it is suitably organised: • Investment decision process/investment controlling/risk management: Attention must be paid to integrating and observing sustainability-related considerations during the investment decision process. Financial Market Supervisory Authority (FINMA) Switzerland Block Links. ), submissions of information, making enquiries, collaborating with the regulator on regulatory matters including consultation on documents. Use this search form to search for registered insurance intermediaries: Registration number. It regulates financial institutions licensed in the financial sector law and provides financial services and products to the market. review the full text of FINMA’s Circular 2018/3 Outsourcing, available at … As of 1/1/2019, it will be possible to apply for the so-called Fintech license. List Name. Credit Rating Agencies Retirement Funds FAIS. Ltd). Regulated Entities In the text box, type the full name, or part of the name, of the entity you wish to find. Summative list are provided for all entities registered as authorised financial product providers.